Not sure if your broker is FCA authorised? Use this 5-step checklist to verify their status in 2025 and avoid scams. Essential guide for UK brokers.

In today's complex regulatory environment, compliance and reporting requirements present significant challenges to organisations across a wide range of industries.

The UK's Financial Conduct Authority (FCA) has alerted the UK to a rogue firm posing as authorised firm Admiral Markets UK Ltd.

The Federal Court ruled that Master Wealth Control, trading as DG Institute, had breached the Australian Consumer Law.

TRAction customers using EMIR and MiFIR advanced plans and assurance plans will receive reconciliation services。

Australia's National Anti-Fraud Centre warned consumers to beware of fake news articles and deeply fake videos from public figures endorsing or providing links to scams on online investment trading platforms, especially on social media.。

Sumsub launches bi-weekly podcast "What The Fraud?, "hosted by Thomas Taraniuk, Head of UK Partners at Sumsub。

The Cyprus Securities and Exchange Commission (CySEC) has issued a warning to investors about several websites that provide investment services or engage in investment activities without authorization。

The Canadian Securities Authority (CSA) warned registrants that someone posing as CSA Chairman and Alberta Securities Commission Chairman and CEO Stan Magidson sent an email.。

Operating organisations in the payments sector are finding themselves with a growing financial burden, driven by a series of regulations aimed at strengthening the financial system and protecting consumers.

Hong Kong SFC reminds the public of several dubious investment products, namely "Free Guy," "Gold Scalper" and "Gold Champ"。

A new scam has emerged targeting New Zealanders who have been subjected to financial scams, with scammers posing as the UK's Financial Conduct Authority (FCA) contacting residents claiming they could help recover lost funds.。

The UK's Financial Supervisory Commission has today published a letter outlining the harm that crowdfunding business models are most likely to cause to consumers and markets.。

The Australian Securities and Investments Commission (ASIC) has urged AFS licensees to register their financial advisers.。

U.S. Financial Industry Regulatory Authority (FINRA) fines Landolt Securities 2.$50,000。

Proposed amendment adjusts requirements for Canadian public investment funds to invest in crypto assets。

Italy's Companies and Exchange Commission (CONSOB) has ordered a ban on access to several new unauthorized investment websites.。

The SFC has suspended Andy Wong Yeung, former responsible officer of City International Futures (Hong Kong) Limited, for 10 months.。

Federal Attorney for the Southern District of New York, Damian Williams, announced that Joseph Lewis pleaded guilty to securities fraud and conspiracy to commit securities fraud through insider trading.。

In 2023, the Australian Financial Complaints Authority received 102,790 complaints from consumers and small businesses that it was unable to resolve disputes directly with financial companies, a 23% jump from 2022.。