ASIC has suspended the Australian financial services (AFS) licence of Olritz Financial Group Pty Ltd until 5 March 2025.

ASIC正在提醒消费者注意数字黄金金库中的可疑投资机会。

The Australian Prudential Regulation Authority (APRA) has proposed changes to the capital framework for banks.

To settle the SEC’s charges, the companies agreed to pay more than $3 million combined in civil penalties.

The Financial Industry Regulatory Authority (FINRA) has suspended John C. Shen for 30 days due to his use of WeChat.

新西兰金融市场管理局（FMA）已取消Rockfort Markets Limited的衍生品发行人（DI）许可证。

The CFTC commenced actions to revoke the registrations of Purvesh Mankad, CTAX Partners, LLC and CTAX Series, LLC.

Equiniti, formerly known as American Stock Transfer & Trust Company, lost millions of dollars of client funds.

ASIC has cancelled the Australian financial services licence (AFSL) of former national financial advisory business Libertas.

ASIC announced today the takedown of more than 7,300 phishing and investment scam websites.

MAS today issued a one-year prohibition order against a former representative of HSBC Bank, Aw Jun Ray, Reko Corinthians.

美国证券交易委员会（SEC）今天宣布对卡尔·C（Carl C.）提出指控。伊坎和他的上市公司伊坎企业有限公司

CFTC今天发布命令，同时对Get Money Tradez LLC提出指控并和解。

NFA命令大宗商品池运营商Ikigai Strategic Partners LLC及其负责人Anthony Robert Emtman支付15万美元的罚款。

SAL Equity Trading，GP已同意支付75，000美元的罚款，作为与FINRA和解的一部分。

The FMA of New Zealand today confirmed that a number of entities within the Du Val group were placed in statutory management.

The CFTC today announced that the New York Eastern District Court entered a consent order against Harris Bruce Landgarten.

Brex Treasury LLC has agreed to pay a fine of $900,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).

作为与金融业监管局（FINRA）和解的一部分，BBVA证券公司已同意支付175，000美元的罚款。

The Cyprus Securities and Exchange Commission (CySEC) today announced the withdrawal of the CIF license of AMP Global Ltd.

CySEC因在执行订单时未采取所有足够措施为客户获得最佳结果而处以30，000欧元的罚款。

英国金融行为监管局（FCA）今天发布了有关伦敦银行间拆借利率即将结束的最终公告。

Yakov Cohen是围绕Yukom Communications发展的二元期权骗局的关键人物之一，他已同意和解CFTC的指控。

The FCA found some firms were taking a tick-box approach to complying with its AR oversight rules.